Justia U.S. 2nd Circuit Court of Appeals Opinion Summaries

Defendant appealed his securities fraud conviction for insider trading. The court held that the district court properly analyzed the misstatements and omissions in the government's Title III wiretap application under the analytical framework prescribed in Franks v. Delaware; the alleged misstatements and omissions in the wiretap application did not require suppression; and the district court's jury instructions on the use of inside information satisfied the "knowing possession" standard. Accordingly, the court affirmed the judgment. View "United States v. Rajaratnam" on Justia Law

Defendant, a citizen of the Dominican Republic, pleaded guilty to robbery after illegally reentering the United States. At issue on appeal was whether the district court plainly erred by sentencing defendant to, inter alia, a three-year term of supervised release even though U.S.S.G. 5D1.1(c) provided that district courts "ordinarily should not impose a term of supervised release in a case in which... the defendant is a deportable alien who likely will be deported after imprisonment." The court held that the district court adequately explained why it sentenced defendant to a term of supervised release where "an added measure of deterrence and protection" was needed in defendant's case. Even assuming arguendo that the district court erred by not adequately explaining its reasons for imposing a term of supervised release on defendant, in the circumstances presented here, it did not "plainly err" because the alleged error did not affect his substantial rights. Accordingly, the court affirmed the judgment. View "United States v. Alvarado" on Justia Law

Plaintiff filed suit under the Federal Tort Claims Act (FTCA), 28 U.S.C. 2671 et seq., alleging that two federal law enforcement officers caused the tortious intentional infliction of emotional distress when they maliciously and falsely testified before a federal grand jury about his involvement in a drug conspiracy. Although the court disagreed with the district court about the need to evaluate the possible ambiguity of section 2674, the court affirmed the district court's conclusion that, in FTCA suits, the United States could assert common law defenses available to private individuals under relevant state law. The court also concluded that, were Connecticut courts to consider the matter, they would find statements made under oath by federal grand jury witnesses to be privileged. View "Vidro v. United States" on Justia Law

Defendant appealed his conviction for threatening to assault or murder three Seventh Circuit judges with the intent to impede, intimidate, or interfere with them in the performance of their duties or to retaliate against them on account of their performance of official duties. On a blog post, defendant declared that the judges deserved to die for their recent decision in a Second Amendment case. The court affirmed the conviction, holding that the evidence was sufficient, that the jury was properly instructed regarding a "true threat," and that defendant was not prejudiced by any error. The court found defendant's remaining arguments to be without merit. View "United States v. Turner" on Justia Law

Trustee sued on behalf of victims in the Ponzi scheme worked by Bernard Madoff under the Securities Investor Protection Act (SIPA), 15 U.S.C. 78aaa, alleging that, when defendants were confronted with evidence of Madoff's illegitimate scheme, their banking fees gave incentive to look away, or at least caused a failure to perform due diligence that would have revealed the fraud. The court concluded that the doctrine of in pari delicto barred the Trustee from asserting claims directly against defendants on behalf of the estate for wrongdoing in which Madoff participated; SIPA provided no right to contribution; and the Trustee did not have standing to pursue common law claims on behalf of Madoff's customers. Accordingly, the court affirmed the district court's dismissal of the Trustee's claims. View "In Re: Bernard L. Madoff Investment Securities" on Justia Law

Petitioner, a national of India and lawful permanent resident in the United States, pled guilty to one count of receiving Medicare kickbacks and one count of income tax evasion. On appeal, petitioner challenged the district court's denial of his petition for a writ of error coram nobis to vacate his tax evasion conviction on the ground that he received ineffective assistance of counsel in connection with his criminal defense attorney's advice as to the deportation consequences of pleading guilty to that count. The court concluded, based on the entire record, that the district court did not err in concluding that petitioner failed to establish that, if counsel had recommended withdrawal of the plea, petitioner would have accepted that recommendation in order to go to trial. The court also concluded that the district court did not abuse its discretion in ruling that the petition was untimely. Accordingly, the court affirmed the judgment. View "Chhabra v. United States" on Justia Law

Plaintiff brought suit under 42 U.S.C. 1983 and the Americans with Disabilities Act (ADA), 42 U.S.C. 12101 et seq., alleging that defendants' denial of his leave request from prison for the treatment of his post-traumatic stress disorder (PTSD) violated his constitutional rights. The district court denied defendants' motion for summary judgment and defendants appealed. The court concluded that, even assuming, arguendo, that on plaintiff's version of the facts, a reasonable jury could find a violation of his Fourteenth or Eighth Amendment rights, the individual defendants were entitled to qualified immunity because no reasonable jury could conclude, on the record here, that it would have been objectively unreasonable for a public official in the position of these defendants to believe that he or she was acting in a manner consistent with plaintiff's rights to equal protection and to be free of cruel and unusual punishment. Accordingly, the court reversed and remanded for further proceedings. View "Spavone v. N. Y. State Dep't of Corr. Servs." on Justia Law

Defendant sought a hearing under United States v. Monsanto to recover restrained monies to fund his counsel of choice in a civil action. The court held that a defendant seeking a Monsanto or Monsanto-like hearing must demonstrate, beyond the bare recitation of the claim, that he or she had insufficient alternative assets to fund counsel of choice. Therefore, the court affirmed the district court's denial of defendant's motion because the district court gave defendant ample opportunity to demonstrate that he had insufficient unrestrained assets to fund his defense with counsel of choice in his parallel criminal case - which he failed to do. View "United States v. Bonventre" on Justia Law

Plaintiff appealed the district court's denial of his motion to proceed in forma pauperis (IFP) and dismissal of his civil rights complaint. At issue was the interpretation of the three strikes provision of the Prison Litigation Reform Act (PLRA), 28 U.S.C. 1915(g). The court concluded that neither the dismissal of plaintiff's 28 U.S.C. 2254 petition seeking to vacate his conviction in the Jones v. Herbert case nor the dismissal of his appeals related to that petition constituted strikes under the PLRA. Because this holding negated three of plaintiff's five alleged strikes, the district court erred in denying plaintiff IFP status under the three strikes provision. Accordingly, the court reversed the judgment of the district court and ordered the court to permit plaintiff to proceed with his complaint in forma pauperis. View "Jones v. Smith" on Justia Law

Plaintiff filed a pro se complaint under 42 U.S.C. 1983 against defendants, alleging, inter alia, the denial of visitation rights, telephone usage, and access to a law library, and deprivation of proper temperature control, ventilation, and various amenities. On appeal, plaintiff challenged the district court's dismissal of his complaint under 28 U.S.C. 1915A(b)(1). The district court dismissed plaintiff's action with prejudice on the basis of his initial pleading, denying him leave to file an amended complaint alleging that he in fact sent his letter to the Warden complaining of prison conditions. Therefore, the court vacated the judgment of the district court to the extent that it dismissed the claims against the Warden in his individual capacity with prejudice and without leave to file an amended complaint, and remanded for further proceedings. The court affirmed in all other respects. View "Grullon v. City of New Haven" on Justia Law