Justia U.S. 2nd Circuit Court of Appeals Opinion Summaries

A New York State Police trooper stopped Daniel Delgado for erratic driving and discovered that his license was suspended. During an inventory search of his vehicle, the trooper found a loaded “ghost gun” and ammunition, which Delgado admitted belonged to him. Delgado had several prior convictions, including a felony conviction for attempted second-degree murder in Florida, where he had shot a man in the back. Delgado was indicted for possessing ammunition after a felony conviction, in violation of 18 U.S.C. § 922(g)(1), and pleaded guilty without a plea agreement.The United States District Court for the Southern District of New York denied Delgado’s motion to withdraw his guilty plea and to dismiss the indictment, finding that § 922(g)(1) did not violate the Second Amendment. At sentencing, the court determined that Delgado’s prior Florida conviction for attempted second-degree murder was a “crime of violence” under U.S.S.G. § 2K2.1(a), resulting in a higher base offense level. Delgado was sentenced to thirty months’ imprisonment and three years of supervised release. He timely appealed, challenging both the constitutionality of § 922(g)(1) and the classification of his prior conviction.The United States Court of Appeals for the Second Circuit reviewed the case. It held that Delgado’s constitutional challenge to § 922(g)(1) was foreclosed by its recent decision in Zherka v. Bondi, which reaffirmed the statute’s constitutionality after New York State Rifle & Pistol Ass’n v. Bruen. The court also held that Florida’s offense of attempted second-degree murder is categorically a crime of violence under the Sentencing Guidelines, as it requires an intentional act imminently dangerous to another and demonstrating a depraved mind. The Second Circuit affirmed the judgment of the district court. View "United States v. Delgado" on Justia Law

Following the 2012 mass shooting at Sandy Hook Elementary School, Connecticut enacted legislation restricting the acquisition and possession of certain “assault weapons” and “large capacity magazines.” The laws were later expanded to include additional firearms. Individuals and organizations who wished to acquire and possess weapons restricted by these statutes, including AR-platform rifles and magazines holding more than ten rounds, challenged the laws. They argued that the restrictions violated their rights under the Second Amendment.In the United States District Court for the District of Connecticut, the plaintiffs in both cases sought preliminary injunctions to prevent enforcement of the statutes. The district court denied the motions, finding that the plaintiffs had not shown a sufficient likelihood of success on the merits of their Second Amendment claims. The court reasoned that the plaintiffs failed to demonstrate that the regulated weapons and magazines were commonly used for self-defense, and, alternatively, that the state’s restrictions were consistent with the nation’s historical tradition of regulating unusually dangerous weapons. The plaintiffs appealed these rulings.The United States Court of Appeals for the Second Circuit reviewed the district court’s denial of the preliminary injunctions. Applying the framework established by the Supreme Court in District of Columbia v. Heller and New York State Rifle & Pistol Association v. Bruen, the Second Circuit assumed, without deciding, that the plaintiffs’ proposed conduct was presumptively protected by the Second Amendment. The court concluded, however, that Connecticut’s laws are consistent with the nation’s historical tradition of regulating unusually dangerous weapons, as they impose targeted restrictions while preserving numerous alternatives for lawful self-defense. The court also found that the plaintiffs had not shown that the balance of equities and public interest favored an injunction. Accordingly, the Second Circuit affirmed the district court’s denial of preliminary injunctive relief in both cases. View "Nat'l Ass'n for Gun Rights v. Lamont" on Justia Law

A prospective candidate for the 2025 New York City mayoral election, who had not been affiliated with any political party since 2006, sought to run as the nominee of an independent body named the “Independence Party.” New York election law prohibits both political parties and independent bodies from using certain words, including “Independence” and “Independent,” in their names. The candidate argued that these naming restrictions, as applied to him, violated his First Amendment rights to free speech and association.The United States District Court for the Eastern District of New York reviewed the candidate’s request for a preliminary injunction to prevent enforcement of the naming restrictions. The district court found that the candidate had standing to sue but denied the injunction. The court concluded that the naming provisions did not impose a severe burden on the candidate’s First Amendment rights, as they did not prevent him from communicating his political message or engaging in petitioning activity. Applying the Anderson-Burdick balancing test, the court determined that the restrictions were reasonable, nondiscriminatory, and justified by the state’s interest in preventing voter confusion.On appeal, the United States Court of Appeals for the Second Circuit affirmed the district court’s decision. The Second Circuit held that the naming restrictions apply to independent bodies, that the candidate had standing, and that the state officials were not entitled to sovereign immunity. The court further held that the naming provisions did not impose a severe burden on the candidate’s First Amendment rights and were reasonable and viewpoint-neutral regulations justified by the state’s interest in avoiding voter confusion. The denial of the preliminary injunction was affirmed. View "Walden v. Kosinski" on Justia Law

The plaintiff was stopped by New York State Troopers in Oneida County, New York, on September 4, 2017, after a report of erratic driving. During the stop, Trooper Colton claimed the plaintiff failed field sobriety tests and later registered a high blood alcohol content on a breathalyzer. The plaintiff disputed these findings, alleging the tests were improperly administered and that he passed them. He was arrested and charged with a felony for aggravated unlicensed operation of a motor vehicle, multiple DWI-related misdemeanors, and a traffic infraction. The felony charge was later amended to a misdemeanor before a suppression hearing, after which the city court suppressed evidence due to concerns about Trooper Colton’s credibility. The plaintiff ultimately pled guilty to the traffic infraction, and the remaining DWI-related charges were dismissed.The United States District Court for the Northern District of New York dismissed the plaintiff’s federal lawsuit under 42 U.S.C. § 1983, which alleged false arrest, malicious prosecution, and fabrication of evidence. The district court found that the guilty plea to the traffic infraction established probable cause for the arrest, defeating the false arrest claim. It also held that the plaintiff could not show favorable termination for the malicious prosecution claim because the DWI-related charges were dismissed as part of a plea agreement. The fabrication of evidence claim was dismissed as conclusory and contradicted by Trooper Colton’s testimony.The United States Court of Appeals for the Second Circuit affirmed the dismissal of the false arrest claim and the malicious prosecution claim as to the DWI-related charges dismissed in the plea agreement, holding that a guilty plea to one charge bars a malicious prosecution claim for other charges dismissed as part of the same plea. However, the court vacated the dismissal of the malicious prosecution claim as to the terminated felony charge, finding it plausibly terminated favorably because its dismissal was not clearly part of the plea. The court also reinstated the fabrication of evidence claim, concluding the plaintiff had sufficiently alleged intentional fabrication. The case was remanded for further proceedings on these claims. View "Carruthers v. Colton" on Justia Law

A New York resident, known as Lucha El, was twice arrested for unlawful possession of firearms. In both instances, the firearms had been purchased in South Carolina by another individual, Keith Vereen, who acted as a straw purchaser. Lucha El paid Vereen, who then transported the firearms to New York, where Lucha El received them. Lucha El did not have the necessary permits to purchase firearms in New York and did not attempt to obtain a federal license to transport firearms across state lines.The United States District Court for the Southern District of New York charged Lucha El with interstate transport of firearms in violation of 18 U.S.C. § 922(a)(3) and conspiracy to transport or receive firearms from outside his state of residency in violation of 18 U.S.C. § 371. Lucha El moved to dismiss the charges, arguing that § 922(a)(3) violated the Second Amendment, but the district court denied the motion. After a trial, a jury found him guilty on both counts, and he was sentenced to 16 months’ imprisonment, three years’ supervised release, and forfeiture of the firearms. Lucha El appealed, raising only the Second Amendment challenge.The United States Court of Appeals for the Second Circuit reviewed the case de novo. The court held that § 922(a)(3) is a lawful regulation on the commercial sale of firearms that does not meaningfully constrain the right to keep and bear arms. The court further found that, even if the statute did impose a meaningful constraint, it is consistent with the nation’s historical tradition of firearm regulation. The Second Circuit therefore affirmed the district court’s judgment, holding that Lucha El’s convictions under § 922(a)(3) did not violate the Second Amendment. View "United States v. Perez" on Justia Law

Two New York residents applied for concealed carry firearm licenses under the state’s licensing laws. Their applications were reviewed by a county court judge acting as a statutory licensing officer, who denied both applications. The judge found that one applicant’s criminal arrest history and failure to disclose it demonstrated a lack of maturity and responsibility, while the other applicant’s criminal history, including a youthful-offender adjudication for robbery, similarly indicated he was not qualified for a license.After their applications were denied, the applicants filed a lawsuit in the United States District Court for the Northern District of New York. They sued the judge in both his individual and official capacities under 42 U.S.C. § 1983, alleging violations of their Second and Fourteenth Amendment rights. The district court dismissed the claims against the judge in his individual capacity, holding that absolute judicial immunity applied because the judge was acting in a judicial role. The court also dismissed the official-capacity claims for injunctive and declaratory relief, finding that Article III’s case-or-controversy requirement and § 1983’s limitations barred such claims against a judge acting in this capacity.On appeal, the United States Court of Appeals for the Second Circuit affirmed the district court’s decision. The Second Circuit held that judges deciding firearms license applications under New York law act in a judicial capacity and are therefore entitled to absolute immunity from individual-capacity suits for damages. The court further held that Article III’s case-or-controversy requirement bars claims for injunctive and declaratory relief against state court judges in their official capacity when they act as neutral adjudicators without a personal or institutional stake in the challenged law. The judgment of the district court was affirmed. View "Kellogg v. Nichols" on Justia Law

Brandon Prawl was convicted after a jury trial of several offenses arising from heroin distribution activities in Schenectady, New York. The evidence at trial showed that Prawl sold heroin to an undercover investigator on four occasions in September 2019, often retrieving the drugs from an apartment at 1526 Devine Street. On October 4, 2019, police raided the apartment and found Prawl in a bedroom with his identification card listing the apartment as his address. In the same room, officers discovered heroin, drug paraphernalia, and an unloaded handgun with a loaded magazine nearby. Prawl did not have a license for the firearm.The United States District Court for the Northern District of New York (Judge Suddaby) presided over the trial. Prawl was indicted for four counts of heroin distribution, one count of possession of a firearm in furtherance of a drug trafficking crime, and one count of possession with intent to distribute heroin. At trial, the government’s arguments and the district court’s jury instructions linked the firearm possession charge to Prawl’s possession with intent to distribute heroin on October 4, rather than to the September sales as specified in the indictment. Prawl did not object to this at trial. The jury convicted him on all counts, and he was sentenced to a total of 84 months’ imprisonment.On appeal to the United States Court of Appeals for the Second Circuit, Prawl challenged only his conviction for possession of a firearm in furtherance of a drug trafficking crime. He argued that the evidence was insufficient and that the indictment was constructively amended in violation of the Fifth Amendment. The Second Circuit held that the evidence was sufficient to support the conviction, that Prawl had abandoned his constructive amendment claim on appeal, and that, even if not abandoned, any error was not plain. The court affirmed the judgment of conviction. View "United States v. Prawl" on Justia Law

The case concerns a man convicted in New York state court of attempted second-degree murder, attempted first-degree robbery, and criminal possession of a weapon, following an incident in which he attempted to rob a man and then fired at both the intended victim and responding police officers. During jury selection, the prosecution used peremptory challenges to strike several Black prospective jurors. Defense counsel objected, arguing that these strikes were racially discriminatory under Batson v. Kentucky. The trial court appeared to agree that two of the strikes violated Batson, but due to an administrative error, the dismissed jurors could not be recalled. Defense counsel did not object to the lack of a Batson remedy, and the trial proceeded with the selected jury.On direct appeal, the Appellate Division of the New York Supreme Court found that the Batson claim was unpreserved for appellate review because defense counsel had not objected to the absence of a remedy at trial. The court also rejected the argument that counsel was constitutionally ineffective. The New York Court of Appeals denied leave to appeal.The petitioner then sought federal habeas relief in the United States District Court for the Eastern District of New York, arguing that his counsel’s failure to seek a Batson remedy constituted ineffective assistance. The district court denied the petition, holding that the claim was procedurally defaulted and that counsel’s performance was not constitutionally deficient.The United States Court of Appeals for the Second Circuit affirmed the district court’s judgment. The court held that the petitioner failed to show ineffective assistance of counsel because he did not meet his burden of demonstrating that his trial counsel lacked strategic reasons for not seeking a Batson remedy. The court declined to require defense counsel to pursue Batson remedies at the expense of their client’s strategic interests. The judgment denying habeas relief was affirmed. View "Carew v. Morton" on Justia Law

Two limited liability companies, majority-owned by California residents, applied for provisional licenses to operate marijuana dispensaries in New York under the state’s Adult Use application program. New York law gives “Extra Priority” to applicants who meet three criteria: (a) membership in a community disproportionately impacted by cannabis prohibition, (b) income below 80% of the county median, and (c) a conviction for a marijuana-related offense under New York law (or a close relative with such a conviction). The plaintiffs met the first two criteria but had marijuana convictions under California, not New York, law, making them ineligible for Extra Priority. They alleged that this licensing scheme discriminates against out-of-state applicants in violation of the dormant Commerce Clause.The U.S. District Court for the Northern District of New York denied the plaintiffs’ request for preliminary relief, holding that the dormant Commerce Clause does not apply to markets that Congress has criminalized, such as marijuana. The plaintiffs appealed, arguing that the state’s prioritization scheme was protectionist and that they had standing to challenge both the December Pool (in which they applied) and the November Pool (which was processed first and favored prior CAURD applicants, mostly New Yorkers).The United States Court of Appeals for the Second Circuit held that the plaintiffs have standing to challenge the December Pool’s Extra Priority regime and the November Pool’s precedence, but not the CAURD program. The court found the dormant Commerce Clause applies to New York’s marijuana licensing, as Congress has not clearly authorized state protectionism in this area. The court held that New York’s prioritization of applicants with New York marijuana convictions is a protectionist measure that violates the dormant Commerce Clause. The district court’s denial of preliminary relief was vacated and the case remanded for further proceedings. View "Variscite NY Four, LLC v. New York State Cannabis Control Board" on Justia Law

The defendant was convicted in 2012 of assaulting the mother of his child, which constituted a misdemeanor crime of domestic violence under New York law. Several years later, he was arrested in New York City for possessing a firearm, specifically a .380 caliber pistol, after having been previously convicted of that domestic violence misdemeanor. He pleaded guilty to one count of possessing a firearm after a domestic violence conviction, in violation of 18 U.S.C. § 922(g)(9). At sentencing, the district court considered his criminal history, including a 2013 state drug conviction, and imposed a forty-eight-month prison term and three years of supervised release.The United States District Court for the Southern District of New York determined that the 2013 state drug conviction did not qualify as a “controlled substance offense” under the federal Sentencing Guidelines, resulting in a lower base offense level for sentencing. Both the defendant and the government appealed: the defendant challenged the constitutionality of § 922(g)(9) under the Second Amendment and the reasonableness of his sentence, while the government contested the district court’s interpretation of the drug conviction under the Guidelines.The United States Court of Appeals for the Second Circuit held that § 922(g)(9) is constitutional, both facially and as applied to the defendant, because it is consistent with the nation’s historical tradition of disarming individuals deemed dangerous, such as those convicted of domestic violence misdemeanors. The court also found that the defendant’s sentencing challenges were moot, as he had completed his prison term and there was no indication the district court would reduce his supervised release. Additionally, the court agreed with the government’s concession that its cross-appeal was foreclosed by recent precedent. The court dismissed the appeal in part as moot and otherwise affirmed the district court’s judgment. View "United States v. Simmons" on Justia Law