Justia U.S. 2nd Circuit Court of Appeals Opinion Summaries

Defendants, four executives of Gen Re and one of AIG, appealed from convictions of conspiracy, mail fraud, securities fraud, and making false statements to the SEC. The charges arose from an allegedly fraudulent reinsurance transaction between AIG and Gen Re that was intended to cure AIG's ailing stock price. Defendants appealed on a variety of grounds, some in common and others specific to each defendant, ranging from evidentiary challenges to serious allegations of widespread prosecutorial misconduct. The court held that most of the arguments were without merit, but defendants' convictions were vacated because the district court abused its discretion by admitting the stock-price data.

Petitioner was convicted of murder in the second degree, arising out of the death of his estranged wife. Petitioner appealed from a judgment of the district court denying his petition for a writ of habeas corpus under 28 U.S.C. 2254. Petitioner contended that by upholding his conviction for depraved indifference murder, the state courts unreasonably applied the rule of Jackson v. Virginia that a jury find each element of the crime beyond a reasonable doubt. Applying the law as it existed after defendant's conviction became final in July 2004, the court found that although the evidence of "significantly heightened recklessness," was slim at best, giving the state courts and the jury the utmost deference, the court could not find that the evidence was so completely lacking that no rational jury could have found defendant guilty of depraved indifference murder. Accordingly, the judgment was affirmed.

Defendant was convicted of conspiring to violate the Foreign Corrupt Practices Act, 15 U.S.C. 78dd-1 et seq., and the Travel Act, 18 U.S.C. 1952, in violation of 18 U.S.C. 371 and of making false statements in violation of 18 U.S.C. 1001. Defendant's conviction stemmed from his conspiring with others in a scheme to illegally purchase SOCAR, a state-owned oil company, by bribing the Azerbaijani president and other officials. Defendant appealed his conviction. The court held that the district court did not err in instructing the jury regarding overt acts, conscious avoidance, insufficiency of the mens rea charge, and proposed bad faith instructions; the district court did not err in allowing his conviction on the false statements count to stand because it was supported by sufficient evidence; and the district court did not err in not permitting testimony by the vice president for investments at Columbia University, not permitting cross-examination of Thomas Farrell, and permitting a portion of a certain memorandum referencing a conversation as a prior consistent statement. The court examined the remainder of defendant's arguments and found them to be without merit. Accordingly, the conviction was affirmed.

Plaintiff brought suit under 42 U.S.C. 1983, alleging that defendants had retaliated against her for exercising her rights under the First Amendment. The district court granted summary judgment to defendants, holding that the speech on which plaintiff based her claim was not protected under the First Amendment and that the individual defendants had qualified immunity from suit. The district court held, alternatively, that summary judgment would have been appropriate if the speech had been protected, because the school district would have fired plaintiff even in the absence of the speech. Plaintiff appealed. The court held that plaintiff had made a prima facie showing of retaliation for speech protected by the First Amendment; that appellees' rebuttal was subject to credibility questions and hence could not be resolved as a matter of law; and that appellees were not, at this stage of the proceedings, entitled to qualified immunity.

Petitioner appealed from an order of the district court following an evidentiary hearing on a remand pursuant to United States v. Jacobson, denying petitioner's motion under 28 U.S.C. 2255 to set aside certain convictions on the ground of ineffective assistance of counsel. The court held that petitioner's request for an expansion of the certificate of appealability was denied because his submission failed to make a substantial showing of the denial of a constitutional right. The court also held that there was no error in the district court's conclusion that there was no deficient performance by counsel with respect to the failure-to-advise aspect of petitioner's ineffective assistance of counsel claim or his claim that his attorneys overrode his desire to testify. The court saw no basis on the present appeal for concluding, as to any count, that there was any reasonable probability that, had there been objections, the jury would not have found petitioner guilty. Thus, petitioner could not show that the failures to object satisfied the prejudice prong of the Strickland test and this facet of his ineffective-assistance-of-counsel claim was properly rejected. Accordingly, the judgment of the district court was affirmed.

Appellants appealed from an order of the district court denying hotel owners' motion for a preliminary injunction to prevent enforcement of Chapter 225 of the Laws of New York State of 2010, which prohibited rental of hotel rooms in certain types of buildings for less than 30 days. Appellants alleged that Chapter 225 would destroy their budget friendly hotel businesses, under which they rent out a large number of the units in their buildings on a temporary basis to tourists. The court affirmed the district court's order and held that appellants failed to make a sufficient showing of irreparable injury.

Defendant appealed from a judgment of conviction for physically obstructing access to a reproductive services facility in violation of the Freedom of Access to Clinic Entrances Act (FACE Act), 18 U.S.C. 248. On appeal, defendant contended, inter alia, that he was entitled to a jury trial as opposed to a bench trial. Because the court concluded that defendant was charged with a petty offense, the court agreed with the district court that defendant was not entitled to a jury trial.

Plaintiff appealed from a judgment dismissing her disability-discrimination complaint against JetBlue. Plaintiff alleged that she required wheelchair assistance as a result of her disability and that JetBlue discriminated against her by failing to provide timely wheelchair assistance. The court affirmed the order of the district court because no private right of action existed for a violation of the Air Carrier Access Act of 1986, 49 U.S.C. 41705, and Title III of the Americans with Disabilities Act of 1990, 42 U.S.C. 12181-12189, did not apply to services provided by an air carrier in an airport terminal used primarily to facilitate air transportation.

Defendant was convicted of two counts of rape in the first degree. On appeal, defendant argued that he was denied his Sixth Amendment right to counsel on account of his trial counsel's failure to object, under New York law, to venue in Ontario County, New York, for one of the alleged rapes, which appeared to have occurred in Monroe County, New York. The court held that trial counsel's failure to object to venue resulted in defendant receiving ineffective assistance of counsel and that the state court unreasonably applied clearly established federal law. Accordingly, the court reversed the judgment of the district court denying habeas relief and remanded.

Plaintiff appealed from a judgment of the district court denying her petition to vacate an arbitration decision that rejected her claims, which asserted principally that defendant, her former employer, discriminated against her on the basis of gender in violation of Title VII of the Civil Rights Act of 1964, 42 U.S.C. 2000e et seq. On appeal plaintiff principally contended that the arbitrators' decision should be vacated in light of the Lilly Ledbetter Fair Pay Act of 2009 (Fair Pay Act), Pub. L. No. 111-2, 123 Stat. 5. The court reviewed the district court's conclusions of law de novo and found plaintiff's contentions to be without merit. Accordingly, the judgment of the district court was affirmed.