Justia U.S. 2nd Circuit Court of Appeals Opinion Summaries

Appellant, a lawyer, was convicted of one count of conspiracy to obstruct justice, eight counts of attempted obstruction of justice; one count of bribery; and one count each of importation and possession of electronic surveillance equipment. On appeal, appellant challenged, among other things, the government's use of a confidential informant to meet with him and discuss the defense of his client. These meetings, which were recorded, revealed appellant's plans for the bribery and intimidation of potential trial witnesses against his client, who subsequently pled guilty. The court held that, in the circumstances of this case, the government's use of the informant was entirely proper, that the convictions concerning the surveillance equipment should be vacated, and that the convictions on all other counts should be affirmed. Accordingly, the court affirmed in part, reversed in part, and remanded for entry of a corrected judgment.

This dispute arose from the district court's decision to award an attorney $515,179.28 in attorney's fees pursuant to the Fair Labor Standards Act's fee shifting provision, 29 U.S.C. 216(b), for work performed in successfully litigating a case against the City of New York ("city"). The attorney did not keep contemporaneous records and the city appealed the award, arguing that it violated the New York State Ass'n for Retarded Children, Inc. v Carey rule, which explicitly required that such records be kept. The court held that, because a district court's "personal observation" of an attorney's work was not by itself a sufficient basis for permitting a deviation and awarding fees in the absence of contemporaneous records, the most recent order of the district court reinstating its original award of attorney's fees was vacated and the case remanded for further proceedings.

K&L Gates LLP ("K&L Gates") filed a motion to lift two protective orders prohibiting disclosure of communications made during mediation. Savage & Associates, P.C. ("Savage") filed a cross-motion to enjoin K&L Gates from raising questions about the validity of certain provisions of a settlement agreement as a defense to malpractice in a related action. At issue was whether the district court properly denied both K&L Gates' motion and Savage's cross-motion. The court held that the district court did not err in the denial of K&L Gates' motion where K&L Gates failed to demonstrate a compelling need for the discovery, failed to show that the information was not otherwise available, and failed to establish that the need for the evidence was outweighed by the public interest in maintaining confidentiality. The court also held that the district court did not err in holding that K&L Gates was not barred from asserting a defense challenging the validity of any provision of the settlement agreement in connection with the related malpractice action currently pending against the law firm.

Kristan Peters, an attorney admitted to the bars of both New York and Connecticut and formerly a partner at the law firm of Dorsey & Whitney, appealed from an order of the Committee on Grievances for the United States District Court for the Southern District of New York ("Grievance Committee") suspending her from practicing law before that court for a period of seven years. The Grievance Committee found that she had engaged in misconduct which involved instructing a junior attorney to deface transcripts ("Brackett allegation") and violating a confidentiality order ("Confidentiality Order allegation"). At issue was whether the Grievance Committee's failure to hold an independent hearing, and its reliance on a prior sanctions hearing in the underlying litigation, violated her due process rights and the district court's local rules. Also at issue was whether the two charges of misconduct now at issue did not, as a matter of law, support the Grievance Committee's imposition of discipline. The court held that Peters was not provided adequate prior notice of the Brackett allegation or adequate opportunity to cross-examine witnesses. The court also held that evidence concerning the Confidentiality Order allegation was not adequately developed during that prior proceeding so as to permit the Grievance Committee to forego an independent evidentiary hearing in the present matter. Therefore, the court vacated the Grievance Committee's suspension order and remanded the matter for the further proceedings.