Justia U.S. 2nd Circuit Court of Appeals Opinion Summaries

Former inmate Kotler sued prison officials, claiming that they planted a weapon in his housing area in retaliation for his activities on an inmate grievance committee. He also alleged violations of his due process rights in a disciplinary hearing over the incident. After a second remand, the district court dismissed Kotler’s due process claim as abandoned during prior appeals, and dismissed the alleged linchpin defendant, now-deceased Superintendent Donelli, finding that no one timely moved for substitution of Donelli’s successor after his death. A jury returned a defense verdict on Kotler’s retaliation claims.The Second Circuit affirmed in part and vacated in part. The dismissal of Donelli was proper; under FRCP 25(a), the 90-day deadline for a plaintiff to move to substitute a defendant is triggered by service of a notice on the plaintiff of the defendant’s death, regardless of whether that notice was also served upon the decedent’s successor or representative. The district court gave Kotler a fair trial on his retaliation claim. The court asked witnesses questions, limited Kotler’s questioning of a witness, and told Kotler to hurry up numerous times but in light of the entire record, the court’s questions were attempts to clarify and organize information. A supplemental jury instruction did not constitute fundamental error. Kotler did not abandon his due process claim during his previous appeals, so the district court erred in dismissing it. View "Kotler v. Jubert" on Justia Law

The Second Circuit held that the district court abused its discretion by denying plaintiffs' motion for a preliminary injunction, holding that plaintiffs will likely succeed in showing that, as applied, the Dual Enrollment Program's "publicly funded" requirement violated their rights under the Free Exercise Clause of the First Amendment. In this case, A.H., her parents, and the Diocese filed suit against the Agency of Education after A.H.'s application for public funding to the program was denied solely because of her school's religious status.The court concluded that, in these circumstances, the State's reliance on the "publicly funded" requirement as a condition for program eligibility imposes a penalty on the free exercise of religion, because it forced Rice Memorial High School, a ministry of the Roman Catholic Diocese of Burlington, to chose whether to participate in an otherwise available benefit program or remain a religious institution. At the same time, the requirement puts A.H.'s family to a choice between sending their child to a religious school or receiving benefits. In light of Trinity Lutheran Church of Columbia, Inc. v. Comer, 137 S. Ct. 2012, 2021 (2017), the court explained that the denial of a generally available benefit solely on account of religious identity can be justified only by a state interest of the highest order. In this case, the Agency has not identified any compelling interest that could survive strict scrutiny. The court also concluded that the remaining preliminary injunction factors favor a preliminary injunction. Accordingly, the court reversed the district court's judgment and granted the motion for a preliminary injunction. View "A.H. v. French" on Justia Law

The Second Circuit affirmed defendants' convictions for wire fraud and conspiracy to commit wire fraud in violation of 18 U.S.C. 1343, 1349. Defendants' conviction stemmed from their involvement in a scheme to defraud universities of athletic-based financial aid when they made secret cash payments to the families of college basketball recruits, thereby rendering the recruits ineligible to play for the universities.The court held that the evidence was sufficient to sustain the wire fraud convictions where defendants have not shown that the government failed to present evidence for any rational trier of fact to find, beyond a reasonable doubt, that there was a scheme to defraud. Furthermore, the jury was also presented with enough evidence for a rational trier of fact to find that the Universities' athletic-based aid was "an object" of their scheme. In this case, the jury could have reasonably found that defendants deprived the Universities of property -- athletic-based aid that they could have awarded to students who were eligible to play -- by breaking NCAA rules and depriving the Universities of relevant information through fundamentally dishonest means. The court also held that the district court did not abuse its discretion in its evidentiary rulings and did not commit reversible error in its instructions to the jury. View "United States v. Gatto" on Justia Law

Plaintiff filed suit against defendant, a New York State prison official, alleging that she violated his Eighth and Fourteenth Amendment rights by keeping him imprisoned based upon sentencing errors that incarcerated him for almost a year past the date on which state law mandated his release.The Second Circuit affirmed the district court's dismissal of the complaint, but agreed with the district court's reasoning only in part. The court held that, contrary to the district court's determination, plaintiff alleged a harm of constitutional magnitude under the Eighth Amendment because New York State lacked authority to detain him past his mandatory conditional release date. The court also held that plaintiff has a liberty interest in his right to conditional release protected by the Fourteenth Amendment's substantive due process clause, and the district court erred in concluding otherwise. Because neither of these rights was clearly established at the time, the court held that defendant is entitled to qualified immunity for any responsibility she may have had for plaintiff's prolonged detention. View "Hurd v. Fredenburgh" on Justia Law

The Rockland County, New York school district is 65.7% white, 19.1% black, 10.7% Latino, and 3.3% Asian. In 2017-2018, 8,843 students attended public schools, while 29,279 students attended private schools, primarily Jewish yeshivas; 92% of public school students are black or Latino, while 98% of private-school students are white. School board candidates run for a specific seat in at-large elections; all eligible district voters vote in each race. Influential members of the private-school community have an informal slating process by which Board candidates are selected and promoted. An Orthodox Rabbi controls a slating organization that has secured victory for the white community’s preferred candidate in each contested election. Although the Organization has slated some successful minority candidates, minority voters did not prefer these candidates. Only those with connections to the Organization have been selected. When vetted, candidates were not asked about their policy views.The Second Circuit affirmed that the election system resulted in dilution of black and Latino votes, violating the Voting Rights Act, 52 U.S.C. 10301. The Act does not require a finding that racial motivations caused election results. The court properly relied on expert findings, that used data derived through Bayesian Improved Surname Geocoding rather than the traditional Citizen Voting Age Population data. The totality of the circumstances supports a finding of impermissible vote dilution, given the near-perfect correlation between race and school-type; the scant evidence that policy preferences caused election results; the blatant neglect of minority needs; the lack of minority-preferred election success; the white-dominated slating organization; and the District's bad faith throughout the litigation. View "Clerveaux v. East Ramapo Central School District" on Justia Law

Canal appealed from the district court's judgment awarding $1.1 million in statutory damages to Omega for Canal's contributory infringement of Omega's trademarks. The infringement arose from sales of counterfeit Omega watches at Canal's property in Manhattan.The Second Circuit dismissed Canal's appeal of the denial of summary judgment, holding that the interlocutory appeal is not appealable. The court explained that once the case proceeds to a full trial on the merits, the trial record supersedes the record existing at the time of the summary judgment motion, and there is no basis for this court to review issues raised in a denied motion overtaken by trial.The court nonetheless affirmed the judgment on the merits via appeal of the jury instructions, holding that Canal's position is inconsistent with Tiffany (NJ) Inc. v. eBay Inc., 600 F.3d 93 (2d Cir. 2010), which held that a defendant may be liable for contributory trademark infringement if it was willfully blind as to the identity of potential infringers—that is, under circumstances in which the defendant did not know the identity of specific infringers. The court reasoned that this holding precludes Canal's argument that Omega needed to identify a specific infringer to whom Canal continued to lease property. At trial, Omega pursued a theory of willful blindness, and the district court's jury instructions accurately captured Tiffany's requirements. Finally, the court found no reversible error in regard to the district court's evidentiary and damages ruling. View "Omega SA v. 375 Canal, LLC" on Justia Law

The Second Circuit affirmed defendant's conviction for conspiracy to violate the Foreign Corrupt Practices Act (FCPA), conspiracy to commit money laundering, substantive money laundering, and violations of the FCPA. Defendant, as an officer or director of a U.S.- based organization, paid bribes on behalf of a Chinese company to the leaders of Chad and Uganda in exchange for commercial advantages.The court held that the evidence was insufficient to support defendant's FCPA conviction under 15 U.S.C. 78dd-2; defendant offers no basis to disturb his money laundering convictions where a violation of section 78dd-3 is sufficient to establish specified unlawful activity under the money laundering statute, and a wire that passes through the United States can be covered by 18 U.S.C. 1956(a)(2)(A); defendant's evidentiary challenges are without merit; and the indictment properly charged defendant under different sections of the FCPA. View "United States v. Ho" on Justia Law

On October 06, 2020, Governor Andrew Cuomo issued an executive order directing the New York State Department of Health to identify yellow, orange, and red "zones" based on the severity of COVID-19 outbreaks and imposing correspondingly severe restrictions on activity within each zone. Appellants, Agudath Israel and the Diocese, each challenged the executive order as a violation of the Free Exercise Clause of the First Amendment. Appellants moved for injunctions pending appeal, which a divided motions panel of the Second Circuit denied. Appellants then sought injunctive relief from the Supreme Court, which granted writs of injunction prohibiting the Governor from enforcing the Order's 10- and 25-person capacity limits pending disposition of this appeal. The Supreme Court found that appellants were likely to succeed on the merits, applying strict scrutiny to the Order because it is not neutral on its face and imposes greater restrictions on religious activities than on other activities the Governor considers "essential."In light of the Supreme Court's decision, the Second Circuit held that the Order's regulation of "houses of worship" is subject to strict scrutiny and that its fixed capacity limits are not narrowly tailored to stem the spread of COVID-19. Therefore, appellants have established irreparable harm caused by the fixed capacity limits, and the public interest favors granting injunctive relief. As to the Diocese's appeal, the court reversed and remanded with directions for the district court to issue a preliminary injunction prohibiting the Governor from enforcing the Order's 10- and 25-person capacity limits. As to Agudath Israel's appeal, the court reversed in part and remanded for the issuance of a preliminary injunction as to those fixed capacity limits. The court also vacated the district court's denial of Agudath Israel's motion for a preliminary injunction as to the Order's 25 and 33 percent capacity limits, and remanded or the district court to determine in the first instance whether those limits should be enjoined in light of the Supreme Court's decision and this opinion. View "Agudath Israel of America v. Cuomo" on Justia Law

After plaintiff was sexually abused by three correctional officers during her incarceration at a correctional facility, she filed suit against eight prison supervisory officials alleging, inter alia, that they violated the Eighth Amendment through their deliberate indifference to the substantial risk of her sexual abuse by the three correctional officers. The district court applied the supervisory liability test in Colon v. Coughlin, 58 F.3d 865, 873 (2d Cir. 1995), and denied summary judgment and qualified immunity to Defendant Bachmann.The Second Circuit reversed, agreeing with Bachmann that the scope of supervisory liability for deliberate-indifference claims under the Eighth Amendment is not clearly established after Ashcroft v. Iqbal, 556 U.S. 662 (2009), which called the supervisory-liability test into question. The court held that after Iqbal, there is no special test for supervisory liability. Rather, a plaintiff must plead that each Government-official defendant, through the official's own individual actions, has violated the Constitution. The court also held that for deliberate-indifference claims under the Eighth Amendment against a prison supervisor, the plaintiff must plead and prove that the supervisor had subjective knowledge of a substantial risk of serious harm to an inmate and disregarded it. Finally, the court held that the pretrial record in this case does not support the inference that Bachmann had the required subjective knowledge that plaintiff was at a substantial risk of being sexually abused. The court remanded with instructions to enter summary judgment for Bachmann. View "Tangreti v. Bachmann" on Justia Law

The Second Circuit vacated the district court's grant of summary judgment for the Department on Stagg's challenge to the constitutionality of a speech licensing requirement imposed by the International Traffic in Arms Regulations (ITAR). The district court concluded that the ITAR's licensing requirement unambiguously did not apply to the categories of speech that Stagg's complaint asserted an intention to undertake, and thus the question whether the provision would be unconstitutional in some applications is moot because none of those provisions applies to what Stagg alleges it intends to do.The court agreed that Stagg's intended conduct is not subject to the ITAR's licensing requirement. Furthermore, the court concluded that this finding rendered Stagg's constitutional challenges moot. In this case, as a result of the district court's and this court's rulings on the ambiguous inapplicability of the ITAR license requirement to Stagg's intended actions, Stagg has no personal stake in its suit and thus fails the test of Article III jurisdiction. Therefore, the court dismissed the district court's judgment and directed that the action be dismissed. View "Stagg, P.C. v. U.S. Department of State" on Justia Law