Justia U.S. 2nd Circuit Court of Appeals Opinion Summaries

Plaintiff appealed the district court's denial of his Federal Rule Civil of Procedure 60(b) motion to reconsider termination of the Milburn consent decree, which provided injunctive relief to inmates at Green Haven Correctional Facility seeking access to adequate medical care.The Second Circuit reversed and held that plaintiff had standing to invoke Rule 60(b) to challenge the termination because he was sufficiently connected with the underlying litigation and his interests were strongly affected by the termination. The court also held that the termination of the consent decree violated Federal Rule of Civil Procedure 23(a)(4) and the Due Process Clause because the class was inadequately represented at the times relevant to the termination proceedings. Accordingly, the court remanded for further proceedings. View "Irvin v. Harris" on Justia Law

After the Authority implemented a reduction in force (RIF), plaintiffs filed suit against the Authority and others under 42 U.S.C. 1983 and New York law, alleging that the termination of union-represented employees violated the employees' First Amendment right to associate. At issue was whether State Employees Bargaining Agent Coalition v. Rowland, 718 F.3d 126, 134 (2d Cir. 2013), which held that union activity is protected by the First Amendment right to freedom of association and that heightened scrutiny applies to employment decisions that target an employee "based on union membership," extends to agency fee payors (AFPs), who are not union members, based solely on the fact that AFPs are represented by a union during collective bargaining.The Second Circuit held that the First Amendment protections apply to union members but do not extend to AFPs based on union representation alone. The court held that AFPs did not have a First Amendment right to freedom of association merely because they were represented by a union during collective bargaining. Accordingly, the court affirmed in part, vacated in part, and remanded for the district court to determine whether the layoffs of the thirteen AFPs were justified under rational basis review. View "Donohue v. Milan" on Justia Law

Plaintiffs, a group of current and former retail sales employees of Sterling Jewelers, filed suit alleging that they were paid less than their male counterparts, on account of their gender, in violation of Title VII of the Civil Rights Act of 1964 and the Equal Pay Act. After an arbitrator certified a class of Sterling Jewelers employees that included employees who did not affirmatively opt in to the arbitration proceeding, the district court held that the arbitrator exceeded her authority in purporting to bind those absent class members to class arbitration.The Second Circuit reversed, holding that the arbitrator was within her authority in purporting to bind the absent class members to class proceedings because, by signing the operative arbitration agreement, the absent class members, no less than the parties, bargained for the arbitrator's construction of their agreement with respect to class arbitrability. The court remanded to the district court to consider, in the first instance, the issue of whether the arbitrator exceeded her authority in certifying an opt-out class. View "Jock v. Sterling Jewelers Inc." on Justia Law

Defendants Albarran and Vasquez pleaded guilty to charges of conspiracy to distribute heroin, and Albarran also pleaded guilty to possessing a firearm in furtherance of a drug trafficking crime.The Second Circuit affirmed Vasquez's 151 month sentence, holding that the district court did not abuse its discretion by assessing the 18 U.S.C. 3553(a) sentencing factors and acted within its discretion when it sentenced him. The court also affirmed the district court's denial of Albarran's motion to withdraw his guilty plea where Albarran has not carried his burden of showing a fair and just reason for withdrawing his guilty plea. In this case, the district court did not abuse its discretion, because Albarran failed to sufficiently demonstrate his legal innocence or raise a significant question about the voluntariness of his original plea, and the judge reasonably concluded that granting Albarran's belated motion to withdraw would prejudice the government. View "United States v. Albarran" on Justia Law

The Second Circuit affirmed defendant's conviction for engaging in drug trafficking activity, and conspiring to do so, in violation of the Maritime Drug Law Enforcement Act. The court held that defendant waived his Confrontation Clause and jury trial right challenges to his conviction by pleading guilty.The court also held that the Due Process Clause did not require a nexus between the United States and the MDLEA violations that transpire on a vessel without nationality. The court explained that such prosecutions are not arbitrary, since any nation may exercise jurisdiction over stateless vessels, and they are not unfair, since persons who traffic drugs may be charged with knowledge that such activity is illegal and may be prosecuted somewhere. The court considered defendant's remaining arguments and found them meritless. View "United States v. Van Der End" on Justia Law

Defendant petitioned for rehearing in light of Rehaif v. United States, 139 S. Ct. 2191, 2194 (2019), which held that in prosecutions pursuant to 18 U.S.C. 922(g)(5)(A) and 924(a)(2), the government must prove that the defendant not only knowingly possessed a firearm, but also knew that he or she was unlawfully in the United States.The Second Circuit held that the indictment's failure to allege explicitly that defendant knew he was unlawfully in the United States was not a jurisdictional defect. However, the court held that defendant demonstrated all four prongs of the plain error standard in the acceptance of his guilty plea, because the district court failed to advise defendant that the government would need to establish beyond a reasonable doubt at trial that he knew that he was illegally present in the United States, or to examine the record to determine whether there was a factual basis for finding such knowledge. View "United States v. Balde" on Justia Law

Plaintiff filed a 42 U.S.C. 1983 action against four state defendants, alleging that they violated his Eighth and Fourteenth Amendment rights by holding him in state custody for four months after the expiration of his federal sentence, where the state sentencing court had originally directed that plaintiff's state and federal sentences should run concurrently. The district court denied the state defendants' motion for summary judgment.The Second Circuit held that, under Mathews v. Eldridge, 424 U.S. 319 (1976), the state defendants violated the Due Process Clause by implementing plaintiff's sentence in the manner they did without providing adequate notice to the state sentencing court and the attorneys present at plaintiff's state sentencing. The court held, nonetheless, that the state defendants were entitled to qualified immunity from all of plaintiff's constitutional claims. In regard to the Fourteenth Amendment claim, the court held that there was no clearly established law considering whether prison officials implementing a state sentence violate the Constitution by failing to provide notice to the sentencing court and attorneys. Likewise, in regard to the Eighth Amendment claim, there was not clearly established right the state defendants violated in this case. Accordingly, the court reversed and remanded with instructions to grant the motion for summary judgment. View "Francis v. Fiacco" on Justia Law

Petitioners challenged the SEC's denial of whistleblower awards following a $50 million settlement the SEC reached with Deutsche Bank AG. The Second Circuit denied the petitions for review, holding that it was not arbitrary or capricious for the SEC to conclude that Petitioner Doe's submissions did not provide "original information to the Commission that led to" a successful enforcement action, because Doe's submissions were not used by the Deutsche Bank team. Therefore, the SEC was not equitably estopped from denying Doe's award.The court also held that the SEC did not violate Doe's due process rights by failing to provide Doe with certain materials, and the SEC did not act arbitrarily or capriciously by favoring Claimant 2's submissions over Doe's. Furthermore, petitioners were not entitled to an award for the information they submitted in their Form TCR. Finally, the court held that petitioners' remaining claims were without merit. View "Kilgour v. SEC" on Justia Law

King Mountain appealed the district court's judgment granting partial summary judgment for the State on its claims that King Mountain violated state laws on cigarette sales, and enjoining future violations. The State cross-appealed from the district court's dismissal of its claims under the Contraband Cigarette Trafficking Act (CCTA) and the Prevent All Cigarette Trafficking Act (PACT Act).The Second Circuit reversed with respect to the district court's grant of summary judgment for King Mountain and the denial of summary judgment for the State on the PACT Act claim. The court agreed with the State that Congress's decision to separately define "Indian country" and "State" in the PACT Act evidenced Congressional intent to expand the traditional understanding of "interstate commerce" rather than narrow it. The court held that the definition of "commerce between a State and any place outside the State," encompassed King Mountain's sales from the Yakama reservation in Washington State to Indian reservations in New York. The court agreed with the district court's holding that King Mountain, which was organized under the laws of the Yakama Nation, wholly owned by a member of the Yakama Nation, and located on the Yakama reservation, qualified as an "Indian in Indian Country," and thus was exempt from the CCTA.The court held that King Mountain failed to establish a violation of the dormant Commerce Clause; there was no error in the district court's determination that the State's third claim for relief was not barred by res judicata; the district court correctly granted summary judgment for the State on its third claim for relief; and, to the extent King Mountain's argument related to trade, there was no right to trade in the Yakama Treaty. Therefore, the court affirmed in all other respects. View "New York v. Mountain Tobacco Co." on Justia Law

Defendant appealed the district court's denial of his challenge to an administrative forfeiture. In this opinion, the Second Circuit addressed and rejected defendant's argument that the Government failed to provide him with adequate notice of the administrative forfeiture action while he was in prison, in violation of his due process rights.The court affirmed the district court's judgment and held that the Government generally must demonstrate the existence of procedures reasonably calculated to ensure that a prisoner receives notice of the forfeiture action. The court agreed with the district court that the Government showed that its notice to the county jail where defendant was detained was reasonably calculated under all the circumstances to apprise defendant of the pendency of the cash forfeiture. View "United States v. Brome" on Justia Law